1. Introduction
These Terms & Conditions (“Agreement”) govern the use of services provided by AMC Financial Service (“Company,” “we,” “us,” or “our”), a trading and stock broking firm offering brokerage, investment, and related financial services. By opening an account or using our services, you (“Client,” “you,” or “your”) agree to be legally bound by these Terms.
2. Regulatory Status
AMC Financial Service operates as a trading and stock broking company in accordance with applicable financial laws and regulations of [Insert Jurisdiction]. Clients acknowledge that: Trading in securities involves risk. Market conditions may cause rapid loss of capital. Past performance does not guarantee future results.
3. Eligibility
To use our services, you must: Be at least 18 years of age (or legal age in your jurisdiction). Provide accurate and complete KYC documentation. Not be restricted by law from trading securities. Pass our identity verification and compliance checks. We reserve the right to refuse or terminate accounts at our discretion.
4. Account Opening & Verification (KYC/AML)
Clients must provide: Valid government-issued ID Proof of address Tax identification details Bank account information We comply with Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) laws. Suspicious transactions may be reported to authorities.
5. Services Provided
AMC Financial Service may provide: Stock and securities trading Margin trading (where applicable) Portfolio management (if offered) Market research and insights Investment advisory (if licensed) We reserve the right to modify, suspend, or discontinue any service without prior notice.
6. Client Responsibilities
Clients agree to: Provide accurate trading instructions. Maintain confidentiality of login credentials. Monitor account activity regularly. Notify us immediately of unauthorized activity. Understand risks associated with trading. You are fully responsible for all trades executed under your account.
7. Risk Disclosure
Trading securities, derivatives, and leveraged products involves substantial risk including: Market volatility Liquidity risk Leverage risk Counterparty risk Regulatory risk You may lose some or all of your invested capital. AMC Financial Service does not guarantee profits or protection against losses.
8. Fees & Charges
Clients agree to pay: Brokerage fees Commission charges Spread costs Margin interest (if applicable) Platform or maintenance fees (if applicable) Taxes and regulatory fees All applicable charges will be disclosed prior to trade execution or in the fee schedule. We reserve the right to revise fees with prior notice.
9. Margin Trading (If Applicable)
If you trade on margin: You may be required to maintain minimum margin levels. Failure to meet margin calls may result in forced liquidation. You are responsible for any deficit after liquidation. Margin trading significantly increases financial risk.
10. Order Execution
Orders are executed based on market availability. We do not guarantee execution at requested prices. Slippage may occur during volatile market conditions. The Company is not liable for delays caused by technical issues, market closures, or force majeure events.
11. Intellectual Property
All platform content, research, logos, branding, and trading tools are the intellectual property of AMC Financial Service and may not be copied or redistributed without written permission.
12. Data Protection & Privacy
We collect and process personal data in accordance with applicable data protection laws. Client information may be shared with: Regulatory authorities Clearing houses Payment providers Compliance agencies We implement reasonable security measures but cannot guarantee complete protection against cyber risks.
13. Prohibited Activities
Clients may not: Engage in market manipulation Use insider information Conduct fraudulent transactions Use automated systems without permission (if restricted) Provide false documentation Violations may result in account suspension and legal action.
14. Limitation of Liability
AMC Financial Service shall not be liable for: Trading losses Market fluctuations System interruptions Indirect or consequential damages Our liability is limited to the amount of fees paid by the Client within the preceding 12 months.
15. Indemnification
You agree to indemnify and hold harmless AMC Financial Service, its directors, employees, and affiliates from any claims, losses, or liabilities arising from: Breach of this Agreement Misuse of the platform Violation of applicable laws
16. Termination
We may suspend or terminate your account if: You breach these Terms Required by law Suspicious or fraudulent activity is detected Clients may request account closure in writing. Open positions must be settled prior to termination.
17. Governing Law & Dispute Resolution
This Agreement shall be governed by the laws of [Insert Jurisdiction]. Disputes shall be resolved through: Negotiation in good faith Mediation (if applicable) Binding arbitration or court proceedings in [Insert Jurisdiction]
18. Amendments
We may update these Terms & Conditions at any time. Continued use of services after updates constitutes acceptance of revised Terms.
19. Force Majeure
We are not liable for delays or failures caused by events beyond our control, including: Natural disasters Government actions Market suspension System failures War or civil unrest
Strategic Summary: Amc Financial Services – Research Services & Compliance
1. Professional Identity & Authority
Amc Financial Services is the professional brand for Amit Chatterjee, proprietor of Amc Financial Services, a SEBI-registered Research Analyst (Reg No. INH000023366). The firm operates under a strict legal framework designed to provide unbiased, data-driven security analysis while ensuring absolute transparency with clients.
2. Financial Integrity & Fee Protection
The service is governed by clear financial safeguards to protect investors from overcharging or fraud:
• Transparent Billing: The maximum fee is strictly capped at ₹1.51 Lakhs per annum per client family.
• Digital Traceability: All payments must be made through verified banking channels (UPI, Netbanking, etc.). Cash transactions are strictly prohibited.
• Refund Rights: In the event of service suspension or premature termination, clients are legally entitled to a pro-rata refund for the remaining subscription period.
3. Operational Boundaries (Zero-Execution Policy)
To maintain objectivity and security, Amc Financial Services follows a “Research Only” model:
• No Trading Access: The analyst is strictly prohibited from executing trades on your behalf. Clients retain full control over their Demat and trading accounts.
• Credential Privacy: Amc Financial Services will never ask for login passwords, OTPs, or bank details.
• Conflict Management: The analyst does not trade in the securities they recommend, ensuring advice is never influenced by personal gain.
4. Risk & Responsibility Framework
While Amc Financial Services provides expert analysis, final decision-making power—and associated risk—remains with the client:
• Market Volatility: All recommendations are subject to market risks. There are no guaranteed or assured returns.
• Independent Judgment: Clients are expected to use research reports as an aid to their own judgment rather than a definitive guarantee of profit.
• No Liability for Losses: The analyst is not liable for financial losses resulting from market movements.
5. Three-Tiered Grievance & Redressal Matrix
Amc Financial Services maintains a structured grievance redressal mechanism with a commitment to resolve issues within 7 to 21 days:
• Level 1 (Internal): Contact the Compliance Officer (Amit Chatterjee) at compliance@amcfinancials.com or +91 8420006286.
• Level 2 (Regulator): If unsatisfied, clients may escalate the matter via the SEBI SCORES platform.
• Level 3 (Arbitration): Final disputes may be resolved through the SMART ODR Portal.
6. Current Performance Status (As of March 2026)
Reflecting the firm’s commitment to compliance and transparency, current records indicate:
• Total Complaints Received: 0
• Pending Issues: 0
• Compliance History: A clean track record with no grievances reported via SEBI or direct channels as of the latest reporting cycle.